Klarence

Associate - Legal Operations

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Overview

Looking for part-time work (3 hours/day)

at $4.99/hour ($360.00/month)

Bachelors degree

Last Active

September 18th, 2024 (647 days ago)

Member Since

July 15th, 2024

Profile Description

I am currently employed as a Legal Operations Associate in the compliance department. Our responsibilities include reviewing marketing materials to ensure they uphold fairness and equality in the advertised funds, in accordance with regulations set by bodies such as the SEC and FINRA.
Previously, I held Series 7 and 63 licenses (administered by FINRA) and worked four years as a Financial Services Representative at a brokerage firm. In this role, I primarily interacted with clients over the phone, assisting them with account-related concerns and providing support for their trading needs.

Top Skills

Experience: 2 - 5 years

Experience: 2 - 5 years

Experience: Less than 6 months

Other Skills

Experience: 6 months - 1 year

Experience: 2 - 5 years

Experience: 2 - 5 years

Experience: 2 - 5 years

Basic Information

Age
29
Gender
Female
Website
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Address
Caloocan City, Metro Manila
Tests Taken
IQ
Score:  128
DISC
Dominance: 9%
Influence: 9%
Steadiness: 50%
Compliance: 32%
English
B2(Upper Intermediate)
Government ID
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